This PRINT REPLICA is the proposed new rules on Exchange -Traded Funds dated JUNE 28, 2018.The Securities and Exchange Commission (SEC) proposes to rescind certain exemptive orders that havebeen granted to ETFs and their sponsors and also is proposing certain disclosure amendments to Forms toprovide investors who purchase and sell ETF shares on the secondary market with additional informationregar...
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Publisher: 4th Watch Publishing Co. (June 28, 2018)
Publication Date: June 28, 2018
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ading costs, regardless of whether such ETFs are structured as registered open-endmanagement investment companies (“open-end funds”) or unit investment trusts (“UITs”). Say goodbye to Dodd-Frank.Why buy an eBook when you can access data on a website for free? HYPERLINKSFirst you gotta find it and make sure it’s the latest version, not always easy. It’s much more cost-effective to just order the latest version from Amazon.comAnyone that has worked with this document knows how difficult it is to search to find that one bit of critical information. You could go to a government web site and click thru pages endlessly. Not only is it time consuming, but it is exhausting. This book is more than 6,500 pages long, so printing that out on paper is out of the question. ePublishing changes all that. Yes, the book is available as a PDF file, but how easy is it to navigate a large PDF document on a mobile device? Do you really want to search a 6,500-page PDF document manually? Load this copy onto your Kindle, PC, iPad, Android Tablet, Nook, or iPhone (download the FREE kindle App from the APP Store) and you have an easily searchable copy. We recommend the Kindle Paperwhite. It’s inexpensive, has long battery life (weeks) and can hold a lot of documents.Most devices will allow you to easily navigate this ePub version to any Chapter. Note that there is a distinction between a Table of Contents and “Page Navigation”. Page Navigation refers to a different sort of Table of Contents. Not one appearing as a page in the book, but one that shows up on the device itself when the reader accesses the navigation feature. Readers can click on a navigation link to jump to a Chapter or Subchapter. Once there, most devices allow you to “pinch and zoom” in or out to easily read the text. (Unfortunately, downloading the free sample file at Amazon.com does not include this feature. You have to buy a copy to get that functionality, but as inexpensive as this is, it’s worth it.) Kindle allows you to do word search and Page Flip (temporary place holder takes you back when you want to go back and check something).4th Watch Publishing Co. is a Service Disabled Veteran Owned Small Business (SDVOSB). I appreciate your support. If you like the product, please leave a positive review on Amazon.com.We also publish the Dodd-Frank Revisions - Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds - Released JUNE 28, 2018.